Author: Curtis
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Essential Cybersecurity Considerations for Financial Advisors in Compliance Manuals
In today’s digital age, financial advisors and registered investment advisors (RIAs) are increasingly targeted by cybercriminals seeking to exploit sensitive client data. As a result, robust cybersecurity measures are no longer optional—they are required by law and industry regulations. Integrating comprehensive cybersecurity policies into a compliance manual is essential for financial advisors to safeguard client… Read more
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Why Enrolling Devices in Mobile Device Management and Data Loss Prevention is More Secure than a VPN for Financial Advisors
In the financial services industry, securing sensitive client data is paramount, with strict regulations such as the Code of Federal Regulations (CFR) and FINRA rules mandating robust data protection mechanisms. With mobile devices now ubiquitous in the workplace, financial advisors and registered investment advisors (RIAs) must adopt advanced strategies to safeguard information. While Virtual Private… Read more