Tag: encryption for data at rest
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5 Essential Cybersecurity Policies Every Investment Advisor Must Add to Their Compliance Manual
Investment advisors face increasing scrutiny from regulatory bodies, such as the SEC and FINRA, regarding cybersecurity practices. Ensuring proper cybersecurity policies are in place is critical to safeguarding sensitive client information and maintaining trust. Moreover, these policies are not only necessary for protecting your firm and clients from data breaches but also for complying with… Read more