Tag: Incident response plan for financial firms
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Essential Cybersecurity Considerations for Financial Advisors in Compliance Manuals
In today’s digital age, financial advisors and registered investment advisors (RIAs) are increasingly targeted by cybercriminals seeking to exploit sensitive client data. As a result, robust cybersecurity measures are no longer optional—they are required by law and industry regulations. Integrating comprehensive cybersecurity policies into a compliance manual is essential for financial advisors to safeguard client… Read more